Top Hybrid Office Manager Jobs in Philadelphia, PA

As a Vice President - Executive Reporting - Technology Controls, partner with disciplines, lines of business, and regions to respond to evolving business requirements and emerging threats. Provide guidance, lead risk reviews, identify threats, communicate with senior leaders, manage budgets, and influence IT operations across the firm.

The Sr. Director will serve as the Commercial Broker Dealer Chief Compliance Officer for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business within the Commercial Bank of Capital One. Responsibilities include promoting a culture of compliance, providing subject matter expertise on SEC and FINRA rules, acting as the primary point of contact for regulators, managing written supervisory procedures, and overseeing various compliance activities.